Committee & Networking Forum Meetings
CEFLI conducts a number of virtual meetings throughout the year, allowing CEFLI Member Company staff to engage in discussions regarding current compliance topics and related solutions. The meetings are also an excellent opportunity to network with industry peers.
Compliance & Ethics Committee
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The Committee meets monthly for one hour at 2 PM ET/ 1 PM CT/ 12 PM MT/ 11 AM PT to discuss compliance questions and issues submitted by Committee members. Meeting minutes are produced. Member Companies may designate a few individuals from their company to serve on the Committee.
Individuals may contact Nancy Perez, Executive Assistant and Office Manager (NancyPerez@CEFLI.org) to be added to the Committee.
2026 Meeting Schedule
• January 15 | Agenda & December Minutes
• February 19 | Agenda & January Minutes
• March 26 | Agenda & February Minutes
• April 16 | Agenda & March Minutes
• May 14 | Agenda & April Minutes
• June 25 | Agenda & May Minutes
• July 23 | Agenda & June Minutes
• August 20 | Agenda & July Minutes
• September 17 | Agenda & August Minutes
• October 15 | Agenda & September Minutes
• November 19 | Agenda & October Minutes
• December 10 | Agenda & November Minutes
Advertising Review Networking Forum
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The Forum meets quarterly for 60-90 minutes at 2 PM ET/ 1 PM CT/ 12 PM MT/ 11 AM PT to discuss compliance questions and issues submitted by Forum members regarding advertising and social media topics. Meeting minutes are not produced. There is no limit to the number of individuals at CEFLI Member Companies who may join the Forum.
Individuals may contact Carla Strauch, Senior Vice President – Compliance & Ethics (CarlaStrauch@CEFLI.org) to be added to the Forum.
During 2026, the Forum will meet on January 27, April 28, July 28 and October 27.
Fraud & AML Networking Forum
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The Forum meets quarterly for 60-90 minutes at 2 PM ET/ 1 PM CT/ 12 PM MT/ 11 AM PT to discuss compliance questions and issues submitted by Forum members regarding fraud and anti-money laundering topics. Meeting minutes are not produced. There is no limit to the number of individuals at CEFLI Member Companies who may join the Forum.
Individuals may contact De Keimach, Vice President – Compliance & Ethics (DeKeimach@CEFLI.org) to be added to the Forum.
During 2026, the Forum will meet on February 24, May 19, August 25 and November 24.
Compliance Oversight Programs Networking Forum
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The Forum meets quarterly for 60-90 minutes at 2 PM ET/ 1 PM CT/ 12 PM MT/ 11 AM PT to discuss compliance questions and issues submitted by Forum members regarding compliance monitoring and oversight issues. The group is focused on the monitoring of operations functions, not field supervision and discussions focus on insurance vs. broker-dealer matters. Meeting minutes are not produced. There is no limit to the number of individuals at CEFLI Member Companies who may join the Forum.
Individuals may contact Carla Strauch, Senior Vice President – Compliance & Ethics (CarlaStrauch@CEFLI.org) to be added to the Forum.
During 2026, the Forum will meet on March 31, June 30, September 22 and December 8.